SEC Form 4 · accession 0001127602-18-021791
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Martin Wood III
Director
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 20, 2018 | G | 116,865 | $0.00 | D | 0 | I | By Trust |
| Common Stock | holding | — | — | — | 1,223,794 | D | ||
| Common StockF2 | holding | — | — | — | 487 | I | By 401(k) | |
| Common StockF3 | holding | — | — | — | 6,527,872 | I | By Spouse | |
| Common StockF4 | holding | — | — | — | 17,934 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF5,F6,F7 | $0.00 | holding | — | — | — | May 23, 2019 | — | Common Stock | 6,500 | 6,500 | D |
Explanation of responses
- F1Represents the transfer of shares from a trust for reporting person's nephew to an account in the name of reporting person's nephew in connection with the closing of the estate of reporting person's mother.
- F2Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan and minimum required distributions due to age of reporting person, based on a plan statement dated as of 12/31/2017.
- F3Beneficial ownership is disclaimed.
- F4By trust for reporting person's sister.
- F5Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.
- F6In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
- F7No expiration date.