SEC Form 4/A · accession 0001127602-18-021789
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
C Martin Wood III
Director
Period of report
Nov 24, 2014
Accepted (ET)
Jun 22, 2018 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 24, 2014 | G | 2,500 | $19.53 | D | 1,202,084 | D | |
| Common StockF1 | holding | — | — | — | 501 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 6,527,872 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 116,865 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 17,934 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF5,F6,F7 | — | holding | — | — | — | May 23, 2015 | — | Common Stock | 6,030 | 6,030 | D |
Explanation of responses
- F1Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2016.
- F2Beneficial ownership is disclaimed.
- F3By trust for reporting person's nephew.
- F4This Form 4 is filed as an amendment to the Form 4 originally filed on November 26, 2014 in order to reflect reporting person's additional holding of 17,934 shares by trust for reporting person's sister.
- F5Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.
- F6In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
- F7No expiration date.