SEC Form 4 · accession 0001127602-18-019068
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George E Deese
Director · Other
Period of report
May 24, 2018
Accepted (ET)
May 29, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 24, 2018 | M | 7,020 | $0.00 | A | 2,810,079 | D | |
| Common StockF2 | holding | — | — | — | 24,107 | I | By 401(k) | |
| Common StockF3 | holding | — | — | — | 50,301 | I | By Spouse | |
| Common StockF4 | holding | — | — | — | 150,000 | I | By Family Trusts | |
| Common StockF5 | holding | — | — | — | 175,000 | I | By Family LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF6,F1,F7 | $0.00 | May 24, 2018 | M | 7,020 | D | May 24, 2018 | — | Common Stock | 7,020 | 0 | D |
Explanation of responses
- F1In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
- F2Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2017.
- F3Beneficial ownership is disclaimed.
- F4Reporting person became the co-trustee of family trusts upon the death of a family member.
- F5Shares held by family LLC, in which reporting person and his spouse are the only members.
- F6Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.
- F7No expiration date.