SEC Form 5 · accession 0001127602-18-003973
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
George E Deese
Director · Other
Period of report
Dec 30, 2017
Accepted (ET)
Feb 5, 2018 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 22, 2017 | G | 5,000 | $19.66 | D | 2,803,059 | D | |
| Common StockF1 | holding | — | — | — | 24,107 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 50,301 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 175,000 | I | By Family LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF4,F5,F6 | $0.00 | holding | — | — | — | May 24, 2018 | — | Common Stock | 7,020 | 7,020 | D |
Explanation of responses
- F1Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan and minimum required distributions, due to age, made by Issuer's 401(k) Plan on March 17, 2017 and December 20, 2017.
- F2Beneficial ownership is disclaimed.
- F3Shares held by family LLC, in which reporting person and his spouse are the only members.
- F4Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.
- F5In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
- F6No expiration date.