SEC Form 4 · accession 0001127602-17-033544
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Avera
Officer — Chief Legal Officer
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | M | 115,200 | $10.87 | A | 553,989 | D | |
| Common StockF1 | Nov 28, 2017 | S | 68,908 | $19.3349 | D | 485,081 | D | |
| Common StockF2 | Nov 29, 2017 | S | 20,635 | $19.4666 | D | 464,446 | D | |
| Common StockF3 | holding | — | — | — | 1,590 | I | By 401(k) | |
| Common StockF4 | holding | — | — | — | 675 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5 | $10.87 | Nov 28, 2017 | M | 115,200 | D | Feb 10, 2014 | Feb 10, 2018 | Common Stock | 115,200 | 0 | D |
Explanation of responses
- F1Average price of trade executions in range from $19.51 to $19.28 per share.
- F2Average price of trade executions in range from $19.63 to $19.44 per share.
- F3Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2016.
- F4By Spouse as custodian for reporting person's minor child.
- F5Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.