SEC Form 4 · accession 0001127602-17-033130
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tonja W Taylor
Officer — Chief Human Resources Officer
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 12:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2017 | M | 6,975 | $10.87 | A | 22,055 | D | |
| Common StockF1 | Nov 21, 2017 | S | 4,960 | $19.5719 | D | 17,095 | D | |
| Common Stock | Nov 22, 2017 | S | 260 | $19.27 | D | 16,835 | D | |
| Common StockF2 | holding | — | — | — | 8,522 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $10.87 | Nov 20, 2017 | M | 6,975 | D | Feb 11, 2014 | Feb 11, 2018 | Common Stock | 6,975 | 0 | D |
Explanation of responses
- F1Average price of trade executions in range from $19.59 to $19.57 per share.
- F2Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2016.
- F3Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.