SEC Form 4 · accession 0001127602-17-029199
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Benton Jr.
Officer — Chief Supply Chain Officer
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2017 | M | 25,762 | $10.87 | A | 81,677 | D | |
| Common StockF1 | Oct 2, 2017 | S | 15,000 | $18.8651 | D | 66,677 | D | |
| Common StockF2 | Oct 3, 2017 | S | 3,500 | $18.6807 | D | 63,177 | D | |
| Common StockF3 | holding | — | — | — | 4,851 | I | By 401(k) | |
| Common StockF4 | holding | — | — | — | 2,775 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5 | $10.87 | Oct 2, 2017 | M | 25,762 | D | Feb 11, 2014 | Feb 11, 2018 | Common Stock | 25,762 | 0 | D |
Explanation of responses
- F1Average price of trade executions in range from $18.92 to $18.75 per share.
- F2Average price of trade executions in range from $18.7201 to $18.6201 per share.
- F3Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2016.
- F4Beneficial ownership is disclaimed.
- F5Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.