SEC Form 4 · accession 0001127602-17-026217
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marta Jones Turner
Officer — EVP / Corporate Relations
Period of report
Aug 18, 2017
Accepted (ET)
Aug 22, 2017 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2017 | M | 50,062 | $17.9063 | A | 266,444 | D | |
| Common StockF1 | Aug 21, 2017 | S | 37,062 | $17.9063 | D | 229,382 | D | |
| Common StockF2 | holding | — | — | — | 711 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F1 | $10.87 | Aug 18, 2017 | M | 50,062 | D | Feb 10, 2014 | Feb 10, 2018 | Common Stock | 50,062 | 0 | D |
Explanation of responses
- F1Average price of trade executions in a range from $17.95 to $17.85.
- F2Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2016.
- F3Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.