SEC Form 4 · accession 0001127602-17-025641
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amos R McMullian
Director · Other
Period of report
Jun 28, 2017
Accepted (ET)
Aug 15, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 28, 2017 | G | 14,157 | $17.79 | D | 3,643,717 | D | |
| Common StockF1 | Aug 14, 2017 | P | 20,000 | $17.9119 | A | 3,663,717 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF2,F3,F4 | $0.00 | holding | — | — | — | Jun 3, 2009 | — | Common Stock | 8,055 | 8,055 | D |
| Deferred StockF5,F3,F4 | $0.00 | holding | — | — | — | May 24, 2018 | — | Common Stock | 7,020 | 7,020 | D |
Explanation of responses
- F1Average price of trade executions in range from $17.94 to $17.88.
- F2Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.
- F3In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
- F4No expiration date.
- F5Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.