SEC Form 4 · accession 0001127602-17-008628
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karyl H Lauder
Officer — SVP & Chief Accounting Officer
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2017 | A | 4,228 | $0.00 | A | 137,079 | D | |
| Common Stock | Feb 23, 2017 | F | 1,610 | $19.20 | D | 135,469 | D | |
| Common StockF2 | holding | — | — | — | 3,654 | I | By 401(k) | |
| Common StockF3,F4 | holding | — | — | — | 20,387 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5 | $10.87 | holding | — | — | — | Feb 10, 2014 | Feb 10, 2018 | Common Stock | 38,700 | 38,700 | D |
Explanation of responses
- F1Vesting of contingent performance share units granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.
- F2Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2016.
- F3Beneficial ownership is disclaimed.
- F4Total includes shares acquired through reinvestment of dividends, based upon a statement dated 12/31/2016.
- F5Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.