SEC Form 4 · accession 0001127602-17-000189
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph V Shields Jr.
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 3, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | M | 4,660 | $0.00 | A | 458,238 | D | |
| Common StockF2 | holding | — | — | — | 7,685,421 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF3,F1,F4 | — | Jan 3, 2017 | M | 4,660 | D | Jan 3, 2017 | — | Common Stock | 4,660 | 0 | D |
| Deferred StockF3,F1,F4 | — | holding | — | — | — | May 25, 2017 | — | Common Stock | 6,934 | 6,934 | D |
Explanation of responses
- F1In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
- F2Beneficial ownership is disclaimed.
- F3Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.
- F4No expiration date.