SEC Form 4 · accession 0001127602-16-071041
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George E Deese
Director · Other
Period of report
Dec 13, 2016
Accepted (ET)
Dec 29, 2016 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | G | 25,000 | $19.30 | D | 2,801,125 | D | |
| Common StockF1 | Dec 13, 2016 | G | 25,000 | $19.30 | A | 175,000 | I | By Family LLC |
| Common StockF2 | holding | — | — | — | 24,050 | I | By 401(k) | |
| Common StockF3 | holding | — | — | — | 50,301 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF4,F5,F6 | — | holding | — | — | — | May 25, 2017 | — | Common Stock | 6,934 | 6,934 | D |
Explanation of responses
- F1Shares held by family LLC, in which reporting person and his spouse are the only members.
- F2Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2015.
- F3Beneficial ownership is disclaimed.
- F4Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.
- F5In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
- F6No expiration date.