SEC Form 4 · accession 0001127602-16-070275
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen L Shiver
Officer — President and CEO · Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | M | 152,100 | $11.11 | A | 802,286 | D | |
| Common StockF1 | Dec 14, 2016 | S | 89,000 | $19.2155 | D | 713,286 | D | |
| Common Stock | Dec 15, 2016 | S | 10,850 | $19.95 | D | 702,436 | D | |
| Common Stock | Dec 15, 2016 | S | 7,350 | $19.67 | D | 695,086 | D | |
| Common Stock | Dec 15, 2016 | S | 10,000 | $19.72 | D | 685,086 | D | |
| Common StockF2 | holding | — | — | — | 350 | I | By 401(k) | |
| Common StockF3 | holding | — | — | — | 7,282 | I | By Child | |
| Common StockF3 | holding | — | — | — | 4,437 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4 | $11.11 | Dec 14, 2016 | M | 152,100 | D | Feb 9, 2013 | Feb 9, 2017 | Common Stock | 152,100 | 0 | D |
| Option (Right to Buy)F4 | $10.87 | holding | — | — | — | Feb 10, 2014 | Feb 10, 2018 | Common Stock | 226,125 | 226,125 | D |
| Restricted Stock AwardF4,F5 | $0.00 | holding | — | — | — | Jun 2, 2017 | — | Common Stock | 58,500 | 58,500 | D |
Explanation of responses
- F1Average price of trade executions in a range from $19.2929 to $19.1419 per share.
- F2Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2015.
- F3Beneficial ownership is disclaimed.
- F4Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.
- F5No expiration date.