SEC Form 4 · accession 0001127602-16-070264
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Keith Wheeler
Officer — President, Flowers Bakeries
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | M | 11,475 | $11.11 | A | 23,958 | D | |
| Common StockF1 | Dec 14, 2016 | S | 6,600 | $19.2774 | D | 17,358 | D | |
| Common Stock | Dec 15, 2016 | S | 1,600 | $19.5057 | D | 15,758 | D | |
| Common StockF2 | holding | — | — | — | 1,700 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $11.11 | Dec 14, 2016 | M | 11,475 | D | Feb 9, 2013 | Feb 9, 2017 | Common Stock | 11,475 | 0 | D |
| Option (Right to Buy)F3 | $10.87 | holding | — | — | — | Feb 10, 2014 | Feb 10, 2018 | Common Stock | 25,987 | 25,987 | D |
Explanation of responses
- F1Average price of trade executions in range from $19.30 to $19.17 per share.
- F2Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2015.
- F3Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.