SEC Form 4 · accession 0001127602-16-067453
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad K Alexander
Officer — EVP & Chief Operating Officer
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 88,200 | $11.11 | A | 300,685 | D | |
| Common StockF1 | Nov 14, 2016 | S | 60,000 | $16.23 | D | 240,685 | D | |
| Common StockF2 | Nov 15, 2016 | S | 9,850 | $16.24 | D | 230,835 | D | |
| Common StockF3 | holding | — | — | — | 543 | I | By 401(k) | |
| Common StockF4,F5 | holding | — | — | — | 405 | I | Minor Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F6 | $11.11 | Nov 14, 2016 | M | 88,200 | D | Feb 9, 2013 | Feb 9, 2017 | Common Stock | 88,200 | 0 | D |
| Option (Right to Buy)F6 | $10.87 | holding | — | — | — | Feb 10, 2014 | Feb 10, 2018 | Common Stock | 110,362 | 110,362 | D |
Explanation of responses
- F1Average price of trade executions in range from $16.28 to $16.22 per share.
- F2Average price of trade executions in range from $16.48 to $16.13 per share.
- F3Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2015.
- F4Beneficial ownership is disclaimed.
- F5By reporting person as custodian for his minor child.
- F6Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.