SEC Form 4 · accession 0001127602-16-060937
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Spear
Director
Period of report
Aug 22, 2016
Accepted (ET)
Aug 23, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2016 | P | 10,000 | $15.2797 | A | 12,380 | D | |
| Common Stock | holding | — | — | — | 30,375 | I | By Trust for Spouse | |
| Common Stock | holding | — | — | — | 100 | I | Shares owned by child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF1,F2,F3 | $0.00 | holding | — | — | — | Jan 2, 2016 | — | Common Stock | 4,963 | 4,963 | D |
| Deferred StockF1,F2,F3 | $0.00 | holding | — | — | — | Jun 5, 2016 | — | Common Stock | 229 | 229 | D |
| Deferred StockF1,F2,F3 | $0.00 | holding | — | — | — | Jun 9, 2016 | — | Common Stock | 6,026 | 6,026 | D |
| Deferred StockF1,F2,F3 | — | holding | — | — | — | Jan 3, 2017 | — | Common Stock | 4,660 | 4,660 | D |
| Deferred StockF1,F2,F3 | — | holding | — | — | — | May 25, 2017 | — | Common Stock | 6,934 | 6,934 | D |
Explanation of responses
- F1Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.
- F2In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
- F3No expiration date.