SEC Form 4 · accession 0001127602-16-043591
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George E Deese
Director · Other
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2016 | A | 65,251 | $0.00 | A | 2,537,935 | D | |
| Common Stock | Feb 24, 2016 | F | 21,654 | $17.10 | D | 2,516,281 | D | |
| Common StockF2 | holding | — | — | — | 24,050 | I | By 401(k) | |
| Common StockF3 | holding | — | — | — | 50,301 | I | By Spouse | |
| Common StockF4 | holding | — | — | — | 150,000 | I | By Family LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5 | $11.11 | holding | — | — | — | Feb 9, 2013 | Dec 31, 2016 | Common Stock | 587,587 | 587,587 | D |
| Option (Right to Buy)F5 | $10.87 | holding | — | — | — | Feb 10, 2014 | Dec 31, 2016 | Common Stock | 739,462 | 739,462 | D |
| Deferred StockF6,F7,F8 | $0.00 | holding | — | — | — | Jun 9, 2016 | — | Common Stock | 6,026 | 6,026 | D |
Explanation of responses
- F1Vesting of contingent performance share units granted under the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.
- F2Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2015.
- F3Beneficial ownership is disclaimed.
- F4Shares held by family LLC, in which reporting person and his spouse are the only members.
- F5Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.
- F6Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.
- F7In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
- F8No expiration date.