SEC Form 4 · accession 0001127602-16-043584
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Avera
Officer — EVP, Secretary & Gen Counsel
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2016 | A | 13,530 | $0.00 | A | 407,093 | D | |
| Common Stock | Feb 24, 2016 | F | 4,576 | $17.10 | D | 402,517 | D | |
| Common StockF2 | holding | — | — | — | 1,531 | I | By 401(k) | |
| Common StockF3 | holding | — | — | — | 675 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4 | $11.11 | holding | — | — | — | Feb 9, 2013 | Feb 9, 2017 | Common Stock | 96,862 | 96,862 | D |
| Option (Right to Buy)F4 | $10.87 | holding | — | — | — | Feb 10, 2014 | Feb 10, 2018 | Common Stock | 115,200 | 115,200 | D |
Explanation of responses
- F1Vesting of contingent performance share units granted under the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.
- F2Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2015.
- F3By Spouse as custodian for reporting person's minor child.
- F4Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.