SEC Form 4 · accession 0001127602-16-036490
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph V Shields Jr.
Director
Period of report
Jan 3, 2016
Accepted (ET)
Jan 6, 2016 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | M | 6,340 | $0.00 | A | 443,642 | D | |
| Common StockF1 | Jan 4, 2016 | M | 4,963 | $0.00 | A | 448,605 | D | |
| Common StockF2 | holding | — | — | — | 7,701,195 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF3,F1,F4 | — | Jan 3, 2016 | A | 4,660 | A | Jan 3, 2017 | — | Common Stock | 4,660 | 4,660 | D |
| Deferred StockF5,F1,F4 | $0.00 | Jan 4, 2016 | M | 6,340 | D | Jan 2, 2016 | — | Common Stock | 6,340 | 0 | D |
| Deferred StockF3,F1,F4 | $0.00 | Jan 4, 2016 | M | 4,963 | D | Jan 2, 2016 | — | Common Stock | 4,963 | 0 | D |
| Deferred StockF3,F1,F4 | $0.00 | holding | — | — | — | Jun 5, 2016 | — | Common Stock | 229 | 229 | D |
| Deferred StockF3,F1,F4 | $0.00 | holding | — | — | — | Jun 9, 2016 | — | Common Stock | 6,026 | 6,026 | D |
Explanation of responses
- F1In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
- F2Beneficial ownership is disclaimed.
- F3Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.
- F4No expiration date.
- F5Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.