SEC Form 4 · accession 0001127602-15-035145
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph V Shields Jr.
Director
Period of report
Dec 22, 2015
Accepted (ET)
Dec 31, 2015 · 10:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 22, 2015 | G | 6,996 | $22.32 | D | 7,708,191 | I | By Spouse |
| Common StockF1 | Dec 22, 2015 | G | 6,996 | $22.32 | D | 7,701,195 | I | By Spouse |
| Common Stock | Dec 22, 2015 | G | 6,996 | $22.32 | A | 445,432 | D | |
| Common Stock | Dec 22, 2015 | G | 8,130 | $22.32 | D | 437,302 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF2,F3,F4 | $0.00 | holding | — | — | — | Jan 2, 2016 | — | Common Stock | 6,340 | 6,340 | D |
| Deferred StockF5,F3,F4 | $0.00 | holding | — | — | — | Jun 5, 2016 | — | Common Stock | 229 | 229 | D |
| Deferred StockF5,F3,F4 | $0.00 | holding | — | — | — | Jun 9, 2016 | — | Common Stock | 6,026 | 6,026 | D |
| Deferred StockF5,F3,F4 | $0.00 | holding | — | — | — | Jan 2, 2016 | — | Common Stock | 4,963 | 4,963 | D |
Explanation of responses
- F1Beneficial ownership is disclaimed.
- F2Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.
- F3In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
- F4No expiration date.
- F5Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.