SEC Form 4 · accession 0001127602-15-035135
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen L Shiver
Officer — President and CEO · Director
Period of report
Dec 11, 2015
Accepted (ET)
Dec 31, 2015 · 10:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | G | 7,500 | $21.61 | D | 604,527 | D | |
| Common StockF1 | holding | — | — | — | 341 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 7,282 | I | By Child | |
| Common StockF2 | holding | — | — | — | 4,437 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $11.11 | holding | — | — | — | Feb 9, 2013 | Feb 9, 2017 | Common Stock | 152,100 | 152,100 | D |
| Option (Right to Buy)F3 | $10.87 | holding | — | — | — | Feb 10, 2014 | Feb 10, 2018 | Common Stock | 226,125 | 226,125 | D |
| Restricted Stock AwardF3,F4 | $0.00 | holding | — | — | — | Jun 2, 2017 | — | Common Stock | 58,500 | 58,500 | D |
Explanation of responses
- F1Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2014.
- F2Beneficial ownership is disclaimed.
- F3Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.
- F4No expiration date.