SEC Form 4 · accession 0001127602-15-027715
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan W Stone
Officer — SVPLogistics/ChiefIntegrationO
Period of report
Sep 24, 2015
Accepted (ET)
Sep 28, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 24, 2015 | M | 12,712 | $10.59 | A | 31,596 | D | |
| Common StockF2,F1 | Sep 25, 2015 | S | 8,550 | $25.415 | D | 23,046 | D | |
| Common StockF3 | holding | — | — | — | 7,178 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4 | $10.59 | Sep 24, 2015 | M | 12,712 | D | Feb 9, 2012 | Feb 9, 2016 | Common Stock | 12,712 | 0 | D |
| Option (Right to Buy)F4 | $11.11 | holding | — | — | — | Feb 9, 2013 | Feb 9, 2017 | Common Stock | 16,200 | 16,200 | D |
| Option (Right to Buy)F4 | $10.87 | holding | — | — | — | Feb 10, 2014 | Feb 10, 2018 | Common Stock | 24,187 | 24,187 | D |
Explanation of responses
- F1Total includes shares acquired through reinvestment of dividends, based upon a statement dated 09/18/2015.
- F2Average price of trade executions in range from $25.43 to $25.405.
- F3Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2014.
- F4Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.