SEC Form 4 · accession 0001127602-15-027641
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marta Jones Turner
Officer — EVP / Corporate Relations
Period of report
Sep 23, 2015
Accepted (ET)
Sep 25, 2015 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 23, 2015 | M | 39,262 | $10.59 | A | 192,149 | D | |
| Common StockF1 | Sep 24, 2015 | S | 24,200 | $25.258 | D | 167,949 | D | |
| Common StockF2 | holding | — | — | — | 668 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $10.59 | Sep 23, 2015 | M | 39,262 | D | Feb 9, 2012 | Feb 9, 2016 | Common Stock | 39,262 | 0 | D |
| Option (Right to Buy)F3 | $11.11 | holding | — | — | — | Feb 9, 2013 | Feb 9, 2017 | Common Stock | 42,300 | 42,300 | D |
| Option (Right to Buy)F3 | $10.87 | holding | — | — | — | Feb 10, 2014 | Feb 10, 2018 | Common Stock | 50,062 | 50,062 | D |
Explanation of responses
- F1Average price of trade executions in range from $25.345 to $25.09.
- F2Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2014.
- F3Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.