SEC Form 4 · accession 0001127602-15-027619
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Avera
Officer — EVP, Secretary & Gen Counsel
Period of report
Sep 22, 2015
Accepted (ET)
Sep 24, 2015 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 22, 2015 | M | 88,087 | $10.59 | A | 460,263 | D | |
| Common StockF1 | Sep 22, 2015 | S | 38,500 | $24.2932 | D | 421,763 | D | |
| Common StockF2 | Sep 23, 2015 | S | 23,200 | $24.7826 | D | 398,563 | D | |
| Common StockF3 | holding | — | — | — | 1,493 | I | By 401(k) | |
| Common StockF4 | holding | — | — | — | 675 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5 | $10.59 | Sep 22, 2015 | M | 88,087 | D | Feb 9, 2012 | Feb 9, 2016 | Common Stock | 88,087 | 0 | D |
| Option (Right to Buy)F5 | $11.11 | holding | — | — | — | Feb 9, 2013 | Feb 9, 2017 | Common Stock | 96,862 | 96,862 | D |
| Option (Right to Buy)F5 | $10.87 | holding | — | — | — | Feb 10, 2014 | Feb 10, 2018 | Common Stock | 115,200 | 115,200 | D |
Explanation of responses
- F1Average of trade execution prices in range from $24.40 to $24.19 per share.
- F2Average of trade execution prices in range from $24.88 to $24.61 per share.
- F3Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2014.
- F4By Spouse as custodian for reporting person's minor child.
- F5Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.