SEC Form 4 · accession 0001127602-15-026962
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joe E Beverly
Director
Period of report
Sep 11, 2015
Accepted (ET)
Sep 14, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 11, 2015 | S | 100,000 | $23.9924 | D | 125,000 | D | |
| Common StockF3 | holding | — | — | — | 104,746 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF4,F5,F6 | $0.00 | holding | — | — | — | Jun 3, 2009 | — | Common Stock | 8,055 | 8,055 | D |
| Deferred StockF4,F5,F6 | $0.00 | holding | — | — | — | Jun 9, 2010 | — | Common Stock | 10,642 | 10,642 | D |
| Deferred StockF4,F5,F6 | $0.00 | holding | — | — | — | Jun 8, 2011 | — | Common Stock | 9,045 | 9,045 | D |
| Deferred StockF4,F5,F6 | $0.00 | holding | — | — | — | May 27, 2012 | — | Common Stock | 7,560 | 7,560 | D |
| Deferred StockF4,F5,F6 | $0.00 | holding | — | — | — | Jun 5, 2013 | — | Common Stock | 7,170 | 7,170 | D |
| Deferred StockF4,F5,F6 | $0.00 | holding | — | — | — | May 28, 2014 | — | Common Stock | 5,415 | 5,415 | D |
| Deferred StockF7,F5,F6 | — | holding | — | — | — | May 23, 2015 | — | Common Stock | 6,030 | 6,030 | D |
| Deferred StockF7,F5,F6 | $0.00 | holding | — | — | — | Jun 5, 2016 | — | Common Stock | 229 | 229 | D |
| Deferred StockF7,F5,F6 | $0.00 | holding | — | — | — | Jun 9, 2016 | — | Common Stock | 6,026 | 6,026 | D |
| Deferred StockF7,F5,F6 | $0.00 | holding | — | — | — | Jan 2, 2016 | — | Common Stock | 4,963 | 4,963 | D |
Explanation of responses
- F1Shares sold as a part of reporting person's personal estate planning for the purposes of diversification of financial holdings.
- F2Average of trade executions in price range from $24.08 to $23.96 per share.
- F3Beneficial ownership is disclaimed.
- F4Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.
- F5In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
- F6No expiration date.
- F7Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.