SEC Form 4 · accession 0001127602-15-000825
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin L Burke
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 127,795 | D | ||
| Common Stock | holding | — | — | — | 63,257 | I | By Spouse | |
| Common StockF1,F2 | holding | — | — | — | 6,787 | I | Flowers Stock Tracking A/C |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF3,F4,F5 | $0.00 | Jan 2, 2015 | A | 4,963 | A | Jan 2, 2016 | — | Common Stock | 4,963 | 4,963 | D |
| Deferred StockF1,F4,F5 | $0.00 | holding | — | — | — | Jun 5, 2008 | — | Common Stock | 7,728 | 7,728 | D |
| Deferred StockF1,F4,F5 | $0.00 | holding | — | — | — | Feb 5, 2009 | — | Common Stock | 11,542 | 11,542 | D |
| Deferred StockF1,F4,F5 | $0.00 | holding | — | — | — | Jun 3, 2009 | — | Common Stock | 8,055 | 8,055 | D |
| Deferred StockF1,F4,F5 | $0.00 | holding | — | — | — | Jan 2, 2010 | — | Common Stock | 12,465 | 12,465 | D |
| Deferred StockF1,F4,F5 | $0.00 | holding | — | — | — | Jun 9, 2010 | — | Common Stock | 10,642 | 10,642 | D |
| Deferred StockF1,F4,F5 | $0.00 | holding | — | — | — | Jun 8, 2011 | — | Common Stock | 9,045 | 9,045 | D |
| Deferred StockF1,F4,F5 | $0.00 | holding | — | — | — | May 27, 2012 | — | Common Stock | 7,560 | 7,560 | D |
| Deferred StockF1,F4,F5 | $0.00 | holding | — | — | — | Jun 5, 2013 | — | Common Stock | 7,170 | 7,170 | D |
| Deferred StockF1,F4,F5 | $0.00 | holding | — | — | — | May 22, 2015 | — | Common Stock | 945 | 945 | D |
| Deferred StockF1,F4,F5 | $0.00 | holding | — | — | — | May 28, 2014 | — | Common Stock | 5,415 | 5,415 | D |
| Deferred StockF1,F4,F5 | — | holding | — | — | — | Jan 2, 2015 | — | Common Stock | 7,230 | 7,230 | D |
| Deferred StockF3,F4,F5 | $0.00 | holding | — | — | — | May 23, 2015 | — | Common Stock | 6,030 | 6,030 | D |
| Deferred StockF1,F4,F5 | $0.00 | holding | — | — | — | Jan 2, 2016 | — | Common Stock | 6,340 | 6,340 | D |
Explanation of responses
- F1Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.
- F2Under the terms of the Flowers Foods Executive Deferred Compensation Plan, reporting person elected to have a portion of plan contributions valued as shares of the issuer's common stock, as of the closing stock price on 01/02/2009. Each unit of the Flowers Stock Tracking Account is the equivalent of one share of issuer's common stock.
- F3Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.
- F4In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
- F5No expiration date.