SEC Form 4 · accession 0001209191-18-057293
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajiv Ramaswami
Officer — COO, Products & Cloud Services
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 1, 2018 | F | 12,141 | $144.64 | D | 218,011 | D | |
| Class A Common StockF3,F4 | Nov 2, 2018 | S | 3,575 | $142.92 | D | 214,436 | D | |
| Class A Common StockF4,F5 | Nov 2, 2018 | S | 5,100 | $143.65 | D | 209,336 | D | |
| Class A Common StockF4,F6 | Nov 2, 2018 | S | 3,670 | $144.64 | D | 205,666 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.
- F2This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3Price represents weighted average for sales reported. The range of prices for the sales reported is $142.25 through $143.20.
- F4The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Price represents weighted average for sales reported. The range of prices for the sales reported is $143.26 through $144.26.
- F6Price represents weighted average for sales reported. The range of prices for the sales reported is $144.29 through $145.22.