SEC Form 4 · accession 0001209191-18-051583
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajiv Ramaswami
Officer — COO, Products & Cloud Services
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 7:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Sep 14, 2018 | S | 6,000 | $160.00 | D | 230,152 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price represents weighted average for sales reported. The range of prices for the sales reported is $160.00 through $160.07.
- F2The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F395 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on July 31, 2018.
Remarks
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.