SEC Form 4 · accession 0001209191-18-035953
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajiv Ramaswami
Officer — COO, Products & Cloud Services
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 1, 2018 | F | 31,706 | $145.93 | D | 266,057 | D | |
| Class A Common StockF2,F3,F4 | Jun 4, 2018 | S | 5,500 | $141.04 | D | 260,557 | D | |
| Class A Common StockF2,F4,F5 | Jun 4, 2018 | S | 10,700 | $142.18 | D | 249,857 | D | |
| Class A Common StockF2,F4,F6 | Jun 4, 2018 | S | 8,200 | $143.15 | D | 241,657 | D | |
| Class A Common StockF2,F4,F7 | Jun 4, 2018 | S | 5,600 | $144.46 | D | 236,057 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.
- F2This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3Price represents weighted average for sales reported. The range of prices for the sales reported is $140.70 through $141.68.
- F4The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Price represents weighted average for sales reported. The range of prices for the sales reported is $141.72 through $142.72.
- F6Price represents weighted average for sales reported. The range of prices for the sales reported is $142.73 through $143.40
- F7Price represents weighted average for sales reported. The range of prices for the sales reported is $144.00 through $144.99.