SEC Form 4 · accession 0001209191-18-027912
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajiv Ramaswami
Officer — COO, Products & Cloud Services
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 8:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 1, 2018 | F | 14,104 | $133.22 | D | 307,763 | D | |
| Class A Common StockF2,F3,F4 | May 2, 2018 | S | 10,000 | $132.85 | D | 297,763 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.
- F2This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3Price represents weighted average for sales reported. The range of prices for the sales reported is $132.55 through $133.22.
- F4The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.