SEC Form 4 · accession 0001209191-17-059332
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajiv Ramaswami
Officer — COO, Products & Cloud Services
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 7:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 1, 2017 | F | 10,636 | $119.12 | D | 303,156 | D | |
| Class A Common StockF3,F4,F5 | Nov 2, 2017 | S | 9,747 | $118.16 | D | 293,409 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.
- F271 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on July 31, 2017.
- F3This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F4Price represents weighted average for sales reported. The range of prices for the sales reported is $117.90 through $118.56.
- F5The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.