SEC Form 3 · accession 0000899243-15-008040
XTERA COMMUNICATIONS, INC. · XCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Colan
Officer — See Remarks
Period of report
Nov 12, 2015
Accepted (ET)
Nov 12, 2015 · 1:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 58,753 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $0.52 | holding | — | — | — | — | Oct 13, 2021 | Common Stock | 69,231 | — | D |
| Stock Options (right to buy)F1 | $1.56 | holding | — | — | — | — | Apr 20, 2020 | Common Stock | 58,656 | — | D |
Explanation of responses
- F1This stock option grant is fully vested.
Remarks
Executive Vice President and Chief Financial Officer