SEC Form 4 · accession 0001209191-16-156999
CHIMERIX INC · CMRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernest Mario
Director
Period of report
Dec 27, 2016
Accepted (ET)
Dec 29, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001117480
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 27, 2016 | S | 72,073 | $4.6778 | D | 296,462 | I | By The Ernest and Mildred Mario Revocable Trust, Ernest and Mildred Mario, Trustees |
| Common StockF4 | Dec 27, 2016 | S | 3,636 | $4.65 | D | 292,826 | I | By The Ernest and Mildred Mario Revocable Trust, Ernest and Mildred Mario, Trustees |
| Common StockF5,F6 | Dec 28, 2016 | S | 4,000 | $4.6707 | D | 288,826 | I | By The Ernest and Mildred Mario Revocable Trust, Ernest and Mildred Mario, Trustees |
| Common StockF7,F8 | Dec 28, 2016 | S | 20,291 | $4.516 | D | 268,535 | I | By The Ernest and Mildred Mario Revocable Trust, Ernest and Mildred Mario, Trustees |
| Common Stock | holding | — | — | — | 12,905 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the reporting person on September 15, 2014.
- F2The range of sale prices received is $4.65 to $4.75. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.
- F372,073 shares held by Reporting Person were inadvertently reported on the prior Form 4 as held directly. Instead an aggregate of 72,073 shares previously reported on Form 4 were held by the Reporting Person indirectly in the name of his trust.
- F43,636 shares held by Reporting Person were inadvertently reported on the prior Form 4 as held directly. Instead an aggregate of 3,636 shares previously reported on Form 4 were held by the Reporting Person indirectly in the name of his trust.
- F5The range of sale prices received is $4.67 to $4.675. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.
- F64,000 shares held by Reporting Person were inadvertently reported on the prior Form 4 as held directly. Instead an aggregate of 4,000 shares previously reported on Form 4 were held by the Reporting Person indirectly in the name of his trust.
- F7The range of sale prices received is $4.51 to $4.5201. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.
- F820,291 shares held by Reporting Person were inadvertently reported on the prior Form 4 as held directly. Instead an aggregate of 20,291 shares previously reported on Form 4 were held by the Reporting Person indirectly in the name of his trust.