SEC Form 4 · accession 0001209191-17-020986
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jean Lim
Officer — Chief Risk Officer
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 12:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2017 | A | 2,000 | $31.75 | A | 15,665 | D |
Table II — derivative securities
No Table II lines on this filing.