SEC Form 4/A · accession 0001209191-17-022737
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jean Lim
Officer — Chief Risk Officer
Period of report
Mar 14, 2017
Accepted (ET)
Mar 24, 2017 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2017 | A | 2,000 | $0.00 | A | 15,665 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, March 14, 2017.