SEC Form 4 · accession 0001493152-16-016126
Chanticleer Holdings, Inc. · BURG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael D Pruitt
Officer — CEO, Chairman · Director
Period of report
Dec 21, 2016
Accepted (ET)
Dec 21, 2016 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001106838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Stock | Dec 21, 2016 | P | 100 | $13.50 | A | 100 | I | By IRA |
| Common Stock | holding | — | — | — | 7,600 | I | By IRA | |
| Common Stock | holding | — | — | — | 172,251 | D | ||
| Common Stock | holding | — | — | — | 35,050 | I | By Avenel Financial Group, Inc. |
Table II — derivative securities
No Table II lines on this filing.