SEC Form 4/A · accession 0001493152-16-016165

Chanticleer Holdings, Inc. · BURG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — CEO, Chairman · Director

Period of report

Dec 21, 2016

Accepted (ET)

Dec 22, 2016 · 9:52 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001106838

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Series 1 Preferred Stock^F1,F3	Dec 21, 2016	P	100	$13.50	A	100	I	By IRA
Common Stock	holding	—	—		—	7,600	I	By IRA
Common Stock	holding	—	—		—	172,251	D
Common Stock	holding	—	—		—	35,050	I	By Avenel Financial Group, Inc.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series 1 Warrants^{F2,F3,F7,F4,F5,F6}	$13.50	Dec 21, 2016	A	100	A	—	—	Common Stock	1,000	100	I

F1This Series 1 Preferred Stock was purchased as part of a rights offering to purchase units, each consisting of one Series 1 Preferred Share and one Series 1 Warrant.
F2These Series 1 Warrants were purchased as part of a rights offering to purchase units, each consisting of one Series 1 Preferred Share and one Series 1 Warrant.
F3This purchase price is for the total number of units purchased.
F4These warrants are exercisable at any time at any time and from time to time on or before the seventh anniversary of the date of issuance.
F5These warrants expire in accordance with their terms and no later than on the seventh anniversary of their issue date.
F6Each Series 1 Warrant is exercisable into 10 shares of common stock.
F7The price is paid by surrendering one share of Series 1 Preferred stock.