SEC Form 4 · accession 0001209191-15-082056

CAPELLA EDUCATION CO · CPLA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Director

Period of report

Aug 17, 2015

Accepted (ET)

Nov 24, 2015 · 5:30 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001104349

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common stock^F1	Aug 17, 2015	G	80,000	$0.00	D	34,544	I	By Spouse's Trust
Common stock^F1	Sep 21, 2015	G	1,325	$0.00	D	33,219	I	By Spouse's Trust
Common stock^F1	Sep 21, 2015	G	1,325	$0.00	D	31,894	I	By Spouse's Trust
Common stock^F2,F3	Aug 17, 2015	G	80,000	$0.00	A	137,852	I	By Trust
Common stock^F2,F3	Sep 21, 2015	G	1,325	$0.00	A	139,177	I	By Trust
Common stock^F2,F3	Sep 21, 2015	G	1,325	$0.00	D	137,852	I	By Trust
Common stock^F4	holding	—	—		—	16,850	I	By Trust
Common stock^F5	holding	—	—		—	79,600	I	By Spouse'sTrust
Common stock^F6	holding	—	—		—	79,600	I	By Trust

No Table II lines on this filing.

F1Shares held by the Judith F. Shank Revocable Trust.
F2Beneficially owned securities include 1,727 shares of common stock deferred on May 1, 2015 at the election of the reporting person. These deferred shares may be settled at the time the reporting person leaves the board or the company experiences a change in control.
F3Shares held by the Stephen G. Shank Revocable Trust.
F4Shares held by the Shank Family 2013 Generation Skipping Trust.
F5Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust.
F6Shares held by the Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust.