SEC Form 4/A · accession 0001209191-16-113170
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen G Shank
Director
Period of report
Aug 17, 2015
Accepted (ET)
Apr 5, 2016 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 17, 2015 | G | 18,700 | $0.00 | D | 93,194 | I | By Spouse's Trust |
| Common StockF1,F3,F4 | Aug 17, 2015 | G | 18,700 | $0.00 | A | 76,552 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amendment filed to correct number of shares gifted from Judith F. Shank Revocable Trust to Stephen G. Shank Revocable Trust on 8/17/15.
- F2Shares held by the Judith F. Shank Revocable Trust.
- F3Beneficially owned securities include 1,727 shares of common stock deferred on May 1, 2015 at the election of the reporting person. These deferred shares may be settled at the time the reporting person leaves the board or the company experiences a change in control.
- F4Shares held by the Stephen G. Shank Revocable Trust.