SEC Form 4 · accession 0001407682-16-000239
RUDOLPH TECHNOLOGIES INC · RTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Paul F McLaughlin
Director
Period of report
Feb 19, 2016
Accepted (ET)
Feb 24, 2016 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094392
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2016 | A | 15,000 | $0.00 | A | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 30, 2015, a Form 4 for the Reporting Person was filed with 150,000 shares granted. Effective upon the receipt of the Company's 2015 audited financial results from its independent auditors it has been determined that the reporting person would be granted an additional 15,000 shares as a result of exceeding the performance criteria thus resulting in a total of 165,000 shares. The awarded performance-based RSU's are still subject to a service requirement such that the award will vest with respect to one hundred percent (100%) of the shares subject to the award (rounded down to the next whole number of shares) on March 14, 2016.