SEC Form 4 · accession 0001209191-15-023152
MARTHA STEWART LIVING OMNIMEDIA INC · MSO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia Pollack
Officer — Sr. Executive Vice President
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091801
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 | Mar 3, 2015 | M | 3,255 | $0.00 | A | 13,971 | D | |
| Class A Common Stock, par value $0.01F1 | Mar 3, 2015 | F | 1,203 | $4.69 | D | 12,768 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 3, 2015 | M | 3,255 | D | — | — | Class A Common Stock, par value $0.01 | 3,255 | 6,510 | D |
| Stock Options (Right to Buy)F4 | $3.95 | holding | — | — | — | — | Feb 28, 2021 | Class A Common Stock, par value $0.01 | 20,000 | 20,000 | D |
| Stock Options (Right to Buy)F5 | $5.48 | holding | — | — | — | — | Feb 28, 2020 | Class A Common Stock, par value $0.01 | 15,000 | 15,000 | D |
| Stock Options (Right to Buy)F6 | $1.96 | holding | — | — | — | — | Feb 28, 2019 | Class A Common Stock, par value $0.01 | 37,500 | 37,500 | D |
Explanation of responses
- F1Represents shares withheld by the Company to satisfy tax withholding obligations that arose upon the vesting of Ms. Pollack's restricted stock units.
- F2Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- F3These restricted stock units will vest ratably on each of March 3, 2015, March 3, 2016 and March 3, 2017.
- F4These options became fully vested on March 1, 2014.
- F5These options became fully vested on March 1, 2014.
- F6These options became fully vested on March 2, 2013.