SEC Form 4 · accession 0001619685-15-000005
SWK Holdings Corp · SWKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Dana Blair Baker
Director
Period of report
Nov 23, 2015
Accepted (ET)
Nov 24, 2015 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2015 | P | 1,000 | $11.80 | A | 5,634 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares owned by the Reporting Person have been adjusted to reflect the 1-for-100 reverse stock split followed by the 10-for-1 forward stock split effected by the Company on October 7, 2015.