SEC Form 4/A · accession 0001619685-16-000007
SWK Holdings Corp · SWKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dana Blair Baker
Director
Period of report
Nov 23, 2015
Accepted (ET)
Jan 5, 2016 · 10:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001089907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2015 | P | 1,000 | $11.80 | A | 5,534 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amendment is being filed to correct the number of shares beneficially owned after the transaction. The number was incorrectly reported as 5,634 instead of 5,534.