SEC Form 4 · accession 0001209191-16-132258
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Dale T Brinkman
Officer — VP-Admin & Secretary
Period of report
Jul 7, 2016
Accepted (ET)
Jul 11, 2016 · 1:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 7, 2016 | S | 3,012 | $42.11 | D | 57,336 | D | |
| Common Shares | Jul 7, 2016 | S | 1,176 | $42.075 | D | 56,160 | D | |
| Common Shares | Jul 8, 2016 | M | 10,000 | $43.45 | D | 46,160 | D | |
| Common Shares | Jul 8, 2016 | M | 5,000 | $43.66 | D | 41,160 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to acquire)F1 | $20.21 | Jul 8, 2016 | M | 10,000 | D | Jul 1, 2009 | Jul 1, 2018 | common shares | 10,000 | 5,000 | D |
| Non-qualified stock option (right to buy)F2 | $20.21 | Jul 8, 2016 | M | 5,000 | D | Jul 1, 2009 | Jul 1, 2018 | common sares | 5,000 | 0 | D |
Explanation of responses
- F1This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the date on which the first 20% portion of the option vested. Additional portions of 20% of the option vested annually on each of 07/01/2010, 07/01/2011, 07/01/2012 and 07/01/2013.
- F2This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is date on which the first 20% portion of the option vested. Additional portions of 20% of the option vested annually on each of 07/02/2009, 07/02/2010, 07/02/2011, and 07/02/2012.