SEC Form 4/A · accession 0001209191-16-132484
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dale T Brinkman
Officer — VP-Admin & Secretary
Period of report
Jul 7, 2016
Accepted (ET)
Jul 13, 2016 · 10:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 7, 2016 | S | 3,012 | $42.11 | D | 57,336 | D | |
| Common Shares | Jul 7, 2016 | S | 1,176 | $42.075 | D | 56,160 | D | |
| Common Shares | Jul 8, 2016 | M | 10,000 | $20.21 | A | 66,160 | D | |
| Common Shares | Jul 8, 2016 | M | 10,000 | $43.45 | D | 56,160 | D | |
| Common Shares | Jul 8, 2016 | M | 5,000 | $20.21 | A | 61,160 | D | |
| Common Shares | Jul 8, 2016 | M | 5,000 | $43.66 | D | 56,160 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F1 | $20.21 | Jul 8, 2016 | M | 10,000 | D | Jul 1, 2009 | Jul 1, 2018 | common shares | 10,000 | 5,000 | D |
| Non-qualified stock option (right to buy)F1 | $20.21 | Jul 8, 2016 | M | 5,000 | D | Jul 1, 2009 | Jul 1, 2018 | common shares | 5,000 | 0 | D |
Explanation of responses
- F1This non-qualified stock option was granted out of the Worthington Industries, Inc. 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option will vest. Additional portions of 20% of the option vest annually on 07/01/2010, 07/01/2011, 07/01/2012, and 07/01/2013.