SEC Form 4 · accession 0001209191-15-086317
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Catherine M Lyttle
Officer — Vice President-Communications
Period of report
Dec 18, 2015
Accepted (ET)
Dec 21, 2015 · 12:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 18, 2015 | M | 10,000 | $18.17 | A | 30,451 | D | |
| Common Shares | Dec 18, 2015 | S | 10,000 | $29.85 | D | 20,451 | D | |
| Common SharesF1 | holding | — | — | — | 511 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F2 | $18.17 | Dec 18, 2015 | M | 10,000 | D | Jun 1, 2007 | Jun 1, 2016 | common shares | 10,000 | 0 | D |
Explanation of responses
- F1Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company.
- F2This non-qualified stock option was granted out of the Company's 2003 Stock Option Plan and vests at 20% per year. Date listed is the first day the options are available.