SEC Form 4/A · accession 0001209191-16-091585
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Catherine M Lyttle
Officer — Vice President-Communications
Period of report
Dec 18, 2015
Accepted (ET)
Jan 15, 2016 · 9:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 18, 2015 | M | 10,000 | $18.17 | A | 30,451 | D | |
| Common Shares | Dec 18, 2015 | S | 10,000 | $29.85 | D | 20,451 | D | |
| Common SharesF1,F2 | holding | — | — | — | 511 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F3 | $18.17 | Dec 18, 2015 | M | 10,000 | D | Jun 1, 2007 | Jun 1, 2016 | common shares | 10,000 | 0 | D |
Explanation of responses
- F1Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company.
- F2This filing corrects the original filing which reported ownership of common shares held by 401(k) Plan are direct. Common shares held in the Company's 401(k) Plan are Indirect. No other changes have been made.
- F3This non-qualified stock option was granted out of the Company's 2003 Stock Option Plan and vests at 20% per year. Date listed is the first day the options were available