SEC Form 4 · accession 0001077771-16-000320

UMPQUA HOLDINGS CORP · UMPQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Consumer Bank President

Period of report

Apr 18, 2016

Accepted (ET)

Apr 20, 2016 · 12:53 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001077771

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 18, 2016	D	42,401	$16.48	D	298,001	D
Common Stock^F2,F3	Apr 18, 2016	J	841	—	A	298,842	D
Common Stock^F4,F3	Apr 18, 2016	J	46	—	A	4,794	I	by 401(k)
Common Stock	holding	—	—		—	40,737	I	by Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F5	$12.16	holding	—	—	—	Apr 29, 2014	Apr 28, 2023	Common Stock	35,258	35,258	D

F1Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
F2The additional 841 shares being reported on J. Gregory Seibly's behalf relate to Sterling shares held at merger that the stock transfer agent neglected to exchange in a timely manner.
F3Not required.
F4Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
F5Option granted 4/29/2013. Beginning on the first anniversary of the grant date, the option vest 25% per year over four years.