SEC Form 4/A · accession 0001077771-16-000382
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Gregory Seibly
Officer — Former Consumer Bank President
Period of report
Apr 18, 2016
Accepted (ET)
May 25, 2016 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 18, 2016 | J | 33 | — | A | 298,034 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct the number of shares acquired from 841 shares to 33 shares; 808 shares had been previously reported on Form 3 as acquired in connection with the merger of Sterling Financial into Umpqua Holdings Corp.
- F2Not required.