SEC Form 4 · accession 0001415889-16-007533
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mohit Bhansali
Director
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per shareF1,F2 | Dec 1, 2016 | A | 15,000 | — | A | 50,286 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock award (the "Restricted Stock Award") pursuant to the Issuer's 2017 Equity Incentive Plan (the "Plan"), which Plan is subject to stockholder approval.
- F2Represents (i) the Restricted Stock Award, (ii) restricted stock awards of 5,245 shares granted pursuant to the Issuer's 2014 Equity Incentive Plan, (iii) a restricted stock award of 25,000 shares granted pursuant to the Issuer's 2016 Equity Incentive Plan of which 50% vested on April 25, 2016 and 50% vested on December 1, 2016 and (iv) 5,041 shares of the Issuer's common stock.